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Regulation NMS
Results: 1042

#	Item
391	April 4, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-08 10:27:23 Finance Investment Regulation NMS Order Dark liquidity Market maker Alternative Trading Systems Securities Exchange Act Best execution Financial markets Financial economics Stock market
392	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]January 8, 2014 Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC Proposes to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-09 07:49:30 Economy of the United States United States Securities and Exchange Commission Economy of New York City NASDAQ Order Regulation NMS Extended hours trading Chicago Board Options Exchange New York Stock Exchange Stock market Financial economics Investment
393	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]July 19, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-19 21:35:16 Investment Finance Stock market Chicago Stock Exchange Securities Exchange Act Futures contract Regulation NMS Proprietary trading Form 144 Financial economics Financial markets United States Securities and Exchange Commission
394	Knight Knight Capital Group, Inc[removed]Wa~hlngton Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-23 12:26:30 Economics Stock market Financial services Commodity Futures Trading Commission U.S. Securities and Exchange Commission Uptick rule Dark liquidity Mary Schapiro Regulation NMS Financial markets Financial economics Finance
395	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]July 2, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-02 19:01:58 United States Securities and Exchange Commission United States securities law Finance Self-regulatory organizations Economy of the United States NASDAQ Regulation NMS Financial Industry Regulatory Authority Market data Financial markets Financial economics Investment
396	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR- CBOE[removed]July 16, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivenes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-17 08:01:45 Economy of the United States Chicago Board Options Exchange Routing Regulation NMS
397	FINANCIAL INFORMATION FORUM 5 Hanover Square New York, New York 10004  [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-14 16:08:36 Financial system Market data Derivative Regulation NMS Options Price Reporting Authority Financial markets Financial economics Finance
398	Comment Letter on File No. S7-02-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-31 12:30:15 Investment Stock market Mathematical finance United States Securities and Exchange Commission Algorithmic trading Order Day trading Securities Exchange Act Regulation NMS Financial economics Financial markets Finance
399	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 1, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-01 19:28:39 Financial markets New York City Financial economics United States securities law NASDAQ Philadelphia Stock Exchange Securities Exchange Act Regulation NMS New York Stock Exchange Economy of the United States United States Securities and Exchange Commission Self-regulatory organizations
400	Equity Trading and the Allocation of Market Data Revenue ∗ Cecilia Caglio Federal Reserve Board of Governors 20th Street and Constitution Avenue, NW Washington, DC 20551 Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2012-12-21 15:52:07 Finance Self-regulatory organizations Stock market United States Securities and Exchange Commission United States securities law Regulation NMS Consolidated Tape Association Electronic communication network Direct Edge Financial economics Financial markets Investment

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